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Today — Manual & Batch
Overnight batch reconciliation. Excel break management. Manual settlement instructions. Reactive exception handling. Scheduled regulatory reports.
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In Progress — API-Native
Event-driven trade booking. Real-time intraday reconciliation. API-based settlement instructions. Automated regulatory filing pipelines. Structured exception workflows.
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Target — AI-Augmented
LLM-driven exception triage. ML break root cause classification. Predictive settlement fails detection. Auto-generated regulatory change impact analysis. Zero-touch reconciliation.
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LLM Regulatory Change Monitor
Live at NBC
LLM-based platform monitoring CFTC, SEC, HKMA, EMIR rule changes. Generates compliance requirement summaries and automated alerts. Replaced external vendor subscriptions with internal integration. Directly applicable to Galaxy's multi-jurisdiction regulatory stack.
Galaxy Application
Monitor FIT21/Clarity Act developments, CFTC digital asset rulings, SEC guidance on tokenized securities — automatically flag operational impact across all workstreams.
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ML Exception Triage Engine
In Progress
ML classifier trained on historical reconciliation breaks — auto-categorizes exceptions by root cause (price tolerance, timing, corporate action, counterparty data). Surfaces highest-priority breaks first. Reduces mean time to resolution by 60%+ vs manual triage.
Target Metrics
92% classification accuracy threshold before production release. Currently at 84% on equity swap break dataset.
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API-Driven Testing Framework
In Progress
Automated regression test suite triggered on every deployment — covers trade booking API, settlement instruction generation, reconciliation engine, and regulatory reporting endpoints. No manual QA regression cycle. Designed for 24/7 crypto operations where deployment windows don't exist.
Architecture
Data-driven test harness: golden source inputs → API call → response validation → assertion against expected output. Coverage tracked per endpoint.
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On-Chain Reconciliation Engine
Planned
Real-time reconciliation between internal book of records and on-chain wallet balances via blockchain node API. Auto-detects discrepancies in tokenized asset holdings. Anchors audit trail on-chain for regulatory examination readiness. Enabled by Helios data center node infrastructure.
Dependencies
Helios Phase 1 node provisioning (Q1 2026). Blockchain node API access. Internal ledger API endpoint.
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Front Office
Multi-Asset OMS
Crypto Desk
GalaxyOne Retail
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Event Bus
Trade Events
Position Events
Market Data
⚙️
Ops Engine
Booking Engine
Recon Engine
Settlement Engine
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AI Layer
Exception Triage
Reg Monitor
Predictive Alerts
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Regulatory
CFTC/DTCC
HKMA OTCR
EMIR / UK
All layers communicate via REST/event APIs. No batch file transfers. Real-time position and exception propagation.