EPIC-01 In Progress
Trade Booking Modernization
NY Team  ·  Sprint 14  ·  Target: Q2 2026
65%
18/28 stories
WB-101 Done
Migrate equity swap booking from legacy FIX to API-native architecture
8 pts
WB-102 Done
Implement real-time trade capture validation rules for crypto asset classes
5 pts
WB-103 In Progress
Build cross-asset booking engine supporting tokenized securities
13 pts
WB-104 In Progress
UTI/UPI auto-generation at point of trade capture
8 pts
WB-105 To Do
Event-driven booking notification to downstream settlement systems
8 pts
WB-106 To Do
24/7 booking availability for crypto markets (no end-of-day batch)
13 pts
EPIC-02 At Risk ⚠ High Risk
Settlement Workflow Automation
NY / HK  ·  Sprint 14  ·  Target: Q3 2026
40%
10/25 stories
WS-201 In Progress
Design smart contract settlement layer for on-chain asset transfers
13 pts
WS-202 Done
Integrate BNY Mellon custody API for automated settlement instructions
8 pts
WS-203 In Progress
Build T+1 settlement framework for tokenized securities (SEC mandate)
13 pts
WS-204 Blocked
Fails management workflow — automated escalation and resolution
8 pts
WS-205 To Do
Cross-border settlement netting across NY and HK entities
13 pts
EPIC-03 In Progress ◆ Medium Risk
Reconciliation Engine Rebuild
HK Team  ·  Sprint 13  ·  Target: Q2 2026
55%
14/26 stories
WR-301 Done
Rebuild intraday P&L reconciliation engine (replace overnight batch)
13 pts
WR-302 In Progress
Three-way recon: internal books vs prime broker vs custodian
8 pts
WR-303 In Progress
Automated break identification with ML-assisted root cause classification
13 pts
WR-304 To Do
Crypto position reconciliation against on-chain wallet balances
13 pts
WR-305 Done
DTCC GTR trade state reconciliation for regulatory reporting
5 pts
EPIC-04 On Track
Post-Trade Regulatory Reporting
NY Team  ·  Sprint 14  ·  Target: Q1 2026
78%
22/28 stories
WPT-401 Done
CFTC Part 45 Phase 2 — UPI implementation and UAT sign-off
13 pts
WPT-402 Done
HKMA OTCR rewrite — ISO 20022 XML schema migration
13 pts
WPT-403 In Progress
Automated regulatory change monitoring via LLM alert system
8 pts
WPT-404 Done
EMIR Refit — 203-field XML schema rebuild and DTCC GTR integration
13 pts
WPT-405 In Progress
Digital asset reporting framework for SEC SBSD mandates
8 pts
EPIC-05 Planning ◆ Medium Risk
DeFi / On-Chain Integration
NY / HK  ·  Sprint 12  ·  Target: Q4 2026
18%
4/22 stories
WDF-501 Done
Evaluate on-chain settlement protocols (Ethereum, Solana, Avalanche) for ops fit
8 pts
WDF-502 In Progress
Design hybrid TradFi/DeFi reconciliation model for tokenized assets
13 pts
WDF-503 To Do
Smart contract audit framework for operations risk sign-off
13 pts
WDF-504 To Do
DeFi liquidity pool integration for Galaxy's institutional prime brokerage
13 pts
EPIC-06 In Progress
AI-Driven Exception Management
NY Team  ·  Sprint 14  ·  Target: Q3 2026
50%
9/18 stories
WAI-601 Done
Deploy LLM-based exception triage — auto-classify breaks by severity
8 pts
WAI-602 In Progress
API regression testing framework — automated on every deployment
8 pts
WAI-603 In Progress
Build data-driven SLA monitoring with predictive breach alerting
5 pts
WAI-604 To Do
Automated settlement instruction generation from confirmed trade data
13 pts
WAI-605 To Do
Integration test harness for 24/7 crypto ops — no manual regression
8 pts
Risk Register
5 Active
IDWorkstreamDescriptionSeverityMitigation
R-01 Settlement Automation T+1 SEC mandate deadline pressure — BNY API integration delayed by 3 weeks Critical Parallel track: manual fallback process while API integration completes
R-02 DeFi Integration Smart contract audit timeline uncertain — no approved vendor selected High RFP issued to 3 audit firms; decision expected Sprint 15
R-03 Reconciliation Engine Crypto wallet reconciliation requires real-time blockchain node access — infra not provisioned High Helios data center node deployment scoped as dependency
R-04 Post-Trade Reporting HKMA OTCR Phase 2 go-live Sept 2025 — HK team bandwidth constraint Medium NY team cross-trained; 2 engineers redeployed from Trade Booking
R-05 AI Exception Mgmt LLM model accuracy on exotic derivatives exceptions below 85% threshold Medium Fine-tuning on historical break data; target 92% accuracy before production